Realism or Liberalism?

world flag travelling couple holding hands

It is undeniable that the current global climate crisis is unprecedented in international relations. It is an issue of critical importance as it affects each nation at varying degrees and each nation contributes to the problem, in extremely varying degrees. Global climate change, by its nature, necessitates strong, unified global action. However, there is a difference in international relations theory that attempts to understand how and if this transnational cooperation will happen. Realism is a paradigm that asserts that all international relations are based on a struggle for power between sovereign states in an anarchical world. This approach believes that nation states are only interested in their own security and so all actions are defined by the notions of “self- help” and the “security dilemma;” thus cooperation between states to create a system of global governance is impossible. However, liberalism is a paradigm that suggests that perhaps the opposite is true with a different set of international norms and institutions that would facilitate international relations based on cooperation not military might and power insecurities. According to Russell Bova, liberalism holds that, “as long as your state is better off as a result of cooperating with others, the gains of others should not matter” (Bova 19). Certainly, in the issue of climate change each nation would be better off by addressing the tragedy of the commons and cooperating to mitigate the problem. Actions and cooperation already in affect by the international community intend to deal with how to mitigate and govern global climate change, follow the paradigm of liberalism.

 

Global climate change has forced international cooperation on a smaller but quickly growing scale. There is the Intergovernmental Panel on Climate Change (IPCC), an international scientific community to inform the policy makers on the science behind the problem. The United Nations Framework Convention on Climate Change (UNFCCC) is a treaty created and being implemented by many sovereign nations attempting to cooperate to confront climate change. They also continuously further their cooperation to create better governance through the Conference of the Parties (COP). Out of this international process, the Kyoto Protocol was created in attempt to legally require international participation and cooperation to limit greenhouse gas emissions. There is much speculation on whether or not the Kyoto Protocol was “successful”, however, it is an example of a potential base line for future legally mandated international cooperation. There has also been further and more voluntary cooperation on global climate change, specifically by developing counties, attempting reduce greenhouse gas emission, through the Nationally Appropriate Mitigation Actions (NAMA). The fact that these actions were all voluntary and were not based on power play between nations implies that there is reasonable evidence that climate change can be regulated globally through continued mutual support and cooperation.

The efforts to govern climate change mitigation through a liberalist mentality have certainly been present in the last couple of decades. While the results have largely been nominal in actually preventing or lessening climate change, the fact that it is happening at all, and is building off of itself to continuously create better cooperation is promising. The prisoner’s dilemma for realists is a way of explaining how parties will inevitably act in their own self-interest, to assume the least consequences. However, the liberal interpretation ends in a scenario that is already playing out in the global action and negotiation of climate change. In this prisoners dilemma the results and ability to cooperate improve after each round of conversation and negotiation. The level of trust increases and the relationships strengthen; the process is one that builds off of itself to create improved cooperation each time. The evidence of the various international organizations and agreements suggest that this process of the prisoner’s dilemma is currently taking place. Realism is perhaps a more appropriate response when dealing with the consequences of climate change, while liberalism is better suited to create insights in how nations are attempting to solve climate change through international relations.

 

Work Cited:

Bova, Russell. How the world works a brief survey of international relations. New             York: Pearson Longman, 2010. Print.

Bulkeley, Harriet, and Peter Newell. Governing climate change. London: Routledge,             2010. Print.

Held, David, Charles Roger, and Eva-Maria Nag. Climate governance in the developing             world. Cambridge: Policy Press, 2013. Print.

 

Which international relations theory will you choose?

The world in which we live in is made up of optimists and pessimists. There are those who always look for the bright side in a given situation and then there are those who just expect the worst. In terms of international relations, we call the optimists the liberals and constructivists and we call the pessimists the realists. Liberals believe that global cooperation can be achieved and is an alternative to power politics. Constructivists are a bit different. They believe that change in world politics can transpire without having to change the entire structure of the international system. Realists on the other hand think that everyone is in it for themselves. It is all a game of who can get the most power between sovereign states.

According to Russell Bova’s book “How the World Works”, “While liberals and constructivists see global problems like the environment pushing states toward cooperation and global solutions, U.S. nonparticipation in the Kyoto Protocol and the disappointing outcome at Copenhagen reinforce realist skepticism. Indeed, realists see those environmental problems as yet another potential source of international conflict” (p.248). Realists see that international conflicts will arise such as competition for scarce resources. Just like the power game, a race will start regarding who can get the most of what is running out—let’s face it, the bigger country with the most power will win.

If every single country decides to cooperate and solutions are created for our global problems, all might be well and go smoothly…NOT! This is where the question of governance for whom comes into play. Harriet Bulkeley and Peter Newell addressed this question pretty well in “Governing Climate Change.” They discussed three areas where issues arise regarding global problems. The questions of who is responsible, who pays for action on mitigation and adaption, and who bears the costs of actions and inactions pops up. The countries that have contributed the least amount of carbon emissions which would be the developing nations, are actually much more susceptible to the effects of climate change than the large actors. Richer countries have the ability to adapt to the impacts of climate change. For example, Bangladesh is a country that lies below sea level. When areas in Bangladesh are hit hard and homes, lands, family, as well as many other things are lost, who comes to their rescue? It’s certainly not their government because they cannot afford it. These people living in these areas have to fend for themselves and establish a whole new life in the slums of a city. They have to start from scratch. However, when the Northeastern coast was hit by hurricane Sandy, shelters, food, repairs, and so much more were provided to those who needed the aid. The government had funds to aid those in need and also had money to repair the damages. In New York City, the subways were drained, houses near beaches were fixed, and even places such as South Street Seaport were repaired almost immediately. A big and powerful country like the United States has the ability to go back to our daily routines. Countries like Bangladesh do not.

Climate change was caused by the development of the North. The United States has contributed twenty percent towards global emissions. The United States alone caused this much damage, so why should others pay the price? Ultimately, can all of the countries in the world cooperate and come up with global solutions when the United States did not even participate in the Kyoto Protocol?

 

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Who put the “real” in realist?

The UNFCCC official seal
The UNFCCC official seal

By Elizabeth Plascencia

Evidently realists will be realists, I will be me, and you shall be you. Set on a trajectory of thought spanning from the latter end of World War II, realism, as a paradigm, populated the gamut of international relations, which felt seemingly appropriate for its time. Strikingly similar to that of the second law of thermodynamics, entropy or chaos, was at an all time high post-World War II, in which case a realists’ pessimistic stance deemed valid. Within R. Bova’s text, How the World Works: A Brief Survey of International Relations, he boldly states, “At this point, however, no single paradigmatic challenger to realism has emerged”, where I contentiously yet mindfully respond. Today, September 12, 2014, I challenge the realist paradigm on the sanction of qualitatively and quantitatively significant evidence extrapolated from the liberalism paradigm of international relations theory.

In essence, liberalism speaks to the ever-changing nature of world politics and opens the window to optimism that realists’ blocked with stagnant anarchic assumptions for the rest of the world. In lieu of qualitative evidence negating Bova’s statement, “In short, for realists, the expectation that global environmental crisis will lead to cooperative responses is both naïve and contrary to the record of human history”, the unity of liberal internationalism, liberal commercialism, and liberal institutionalism creating the Kantian Triangle[1] are highly regarded (pg 249-50). The UNFCCC (United Nations Framework Convention on Climate Change) is an outstanding example for a liberal institution that promotes peaceful cooperation on an issue as pressing as global climate change. Moreover as presented by the National Research Council within “The Context for America’s Climate Choices” the United States “…endorsed an effort to work with the international community to prevent a 2 (3.6 ) increase in global temperatures relative to pre-industrial levels” (pg. 11). Furthermore providing evidence framing single nation and multi-nation cooperative initiations that are making active efforts to mitigate climate change.

Within a working liberalism paradigm there exists this notion of “absolute gains” [2] which is derived from cooperative and peaceful state interactions. Whilst keeping a focus on absolute gains, a liberalist sees no reason to compare their gains to that of another nation. In fact, quantitative statistical analyses as presented by the International Energy Agency reveal that  “The Australian government and European Union had announced intentions to link their systems, starting with one-way trading of European allowances into the Australian market from 2015, followed by two-way linking from 2008” and “In December 2008, the European Council and the European Parliament endorsed an agreement on climate change and energy package which implements a political commitment by the European Union to reduce its GHG (greenhouse gas) emissions by 20% by 2020 compared to 1990 levels. The package also includes a target for renewables in the European Union, set at 20% of final energy demand by 2020” (pg. 17).

As previously stated – realists will be realists, I will be me, and you shall be you. Derive what you will from the empirical trends, but know this – if anarchy is what they think, anarchy is what they will get.

Footnotes:

[1] Kantian Triangle – Idea that international institutions, economic interdependence, and the diffusion of democratic government are mutually reinforcing and together support liberal notions of a trend towards peace and cooperation among states (Bova, 22).

[2] Absolute gain – the total benefits that accrue to a state as a consequence of its interactions with other states without regard to the benefits that accrue to others (Bova, 19).

 

Works Cited:

Bova, R., 2011, “How to think about world politics, realism, and its critics” How the World Works: A Brief Survey of International Relations, Longman Publishing, pp 3-37.

Bova, R., 2011, “Transnational challenges, the state system under stress” How the World Works: A Brief Survey of International Relations, Longman Publishing, pp 237-250.

International Energy Agency, 2013, CO2 emissions from Fuel Combustion, Highlights, pp 7 – 19.

National Research Council, 2011, “The Context for America’s Climate Choices,” in America’s Climate Choices, pp 7 -14.

 

Realism vs. Liberalism in International Climate Governance

The concept of the international system as anarchic is the foundation for most, if not all, paradigms used in the study of international relations. There is a debate, however, between realists and liberals as to how states deal with this problem. Realists believe that international cooperation among states is very unlikely, because there are no laws or governments higher than states that have the power to force states to cooperate or communicate. Realists focus on relative gains, or how much a state benefits in comparison to others, rather than on absolute gains, or overall benefits (Bova 20). Only in the rare cases where a state can accrue relative gains from cooperation will communication between states occur, realists say, because if one state gains more power than another, that would be a threat to that second state’s national security and not be in that state’s national interest.

In contrast to realism, the liberal view is that international cooperation is in fact possible and it stresses the possibility of absolute gains as opposed to relative gains. Liberals do not disagree with realists that states will try to work towards their own national interest, but instead argue that it is in states’ national interests to cooperate. In terms of absolute advantage, states should wonder, “How much do I benefit compared to not cooperating?” While it might not be in a state’s interests to benefit less than other states, the fact that a state is benefiting at all nonetheless in its national interest.

With regard to climate change governance, while many realist expectations seem to play out in climate negotiations, it is actually liberalism that best explains efforts to regulate global climate change. Liberalism explains the existence of international institutions such as the UNFCCC and the Kyoto Protocol, and the fact that developing countries are working to reduce their GHG emissions.

With the rise in the number of international institutions post-WWII, realism has had the tough task of trying to remain a relevant and suitable paradigm for explaining countries’ relationships in the world in this new era. Realism asserts that while these international institutions might exist and mitigate anarchy to a degree, short of eliminating the idea of the sovereign state and its legitimate use of violence in the world, the international system remains unchanged, as these institutions have no real power over sovereign states (Bova 18). Take the Kyoto Protocol for instance. The protocol is “an international agreement setting targets for industrialized countries to cut their greenhouse gas emissions” (Kyoto Sendeco2). Countries that have ratified this protocol include Russia, Japan and the United Kingdom. The list goes on, but, very conspicuously, the United States is missing from that list. This is in line with realist thought; The United States, being the most powerful nation in the world, is able to make the rules as to what it chooses to do. The EU giving President Bush diplomatic flak about not ratifying the protocol won’t compel the US to join because, very simply, the US is more powerful than the EU (Reynolds).

The US’s reason for pulling out of the Kyoto Protocol in 2001 was partially due to the absence of an agreement signed by developing countries to reduce their greenhouse gas emissions (Bulkeley 30). But these developing countries were acting in their national interest, in line with realist thought. Much of the emissions in developing countries are produced by production facilities to provide citizens with basic amenities and needs such as electricity, warmth and water. Further, many developing countries have little money. Spending this money to reduce emissions instead of encouraging development and reducing poverty is obviously against these countries national interests (Bulkeley 46). Realist thought backs up these reasons for not committing to agreements reducing GHG emissions.

When looked at through a realist lens, climate change negotiations seem to be motivated by power politics and national interests. But a closer look reveals that there is instead more cooperation than disagreement in the realm of climate change governance. When the United States pulled out of the Kyoto Protocol, this “galvanize[d] the European Union and the G77+China into further ratification” (Bulkeley 23). Russian ratification in 2005 allowed the Kyoto Protocol to remain relevant, after many people worried that the largest contributor of greenhouse gases and most powerful nation pulling out would render it insignificant. Out of 36 countries that pledged to reduce emissions, only three have not managed to reduce or keep stable their GHG emissions, and out of the 33 that did, there are only three who did not pass the baseline amount for reduction (Kyoto UNFCCC). This directly goes against realist theory, as realists would predict that without the United States, there would be no incentive for others to ratify the Protocol (Bulkeley 23).

Before the Kyoto Protocol, in 1992, 154 countries with very sharp differences in opinion agreed to sign the UNFCCC, committing to reduce atmospheric concentrations of GHGs (Essential Background). This is especially significant considering the lack of momentum at the time and the absence of any norms or precedents for this type of accord (Belkeley 22).

Developing countries were notoriously absent from the Kyoto Protocol and from any binding agreement of CO2 emission reduction. This does not mean that developing countries have not reduced emissions though. On the contrary, many have done a lot to reduce their GHG emissions. China, the number one GHG contributor in the world, has reduced energy intensity by close to 20 percent and far surpassed targets for renewable energy laid out in its 11th Five Year Plan (Held 11). Mexico has become the first developing country in the world to sign into law a long-term emission reduction target, expecting to lower its emissions ultimately by 50% by the year 2050 (Held 14). Ethiopia plans to become carbon-free by 2025 (Held 15; Carbon Neutral). These countries are getting financial aid from larger developed countries to reduce carbon emissions, through carbon trading schemes and REDD+ programs. Contrary to realist theory, it is within these countries’ national interests to cooperate with other sovereign states (Held 12; Held 15).

While realism seems to explain some aspects of international climate change negotiations, liberalism, it seems, explains the negotiations on a much deeper level. In past eras, without many international institutions, realism explained states’ behavior much of the time, but as we move forward, liberalism is more and more able to explain state behavior. States need to realize how cooperating in climate change negotiations does not benefit only a few countries but is a mutual benefit for the whole globe. Hopefully, as norms surrounding climate governance change, states will begin to take more liberalist policies toward it, rather than administer mainly realist policies.

 

 

Works Cited

Bova, Russell. “Chapter 1: How to Think About World Politics Realism and Its Critics.” How the World Works: A Brief Survey of International Relations. Boston: Pearson Longman, 2012. 3-37. Print.

Bulkeley, Harriet, and Peter Newell. Governing Climate Change. London: Routledge, 2010. Print.

“A Carbon Neutral Ethiopia by 2025.” Make Wealth History. Makewealthhistory.org. Web. 11 Sept. 2014.

“Essential Background.” Essential Background. UNFCCC. Web. 11 Sept. 2014.

Held, David, Charles Roger, and Eva-Maria Nag. Climate Governance in the Developing World. Print.

“Kyoto Protocol.” Kyoto Protocol. Sendeco2. Web. 11 Sept. 2014.

“Kyoto Protocol.” UNFCCC. UNFCCC. Web. 11 Sept. 2014.

Reynolds, Paul. “Kyoto: Why Did the US Pull Out?” BBC News. BBC, 30 Mar. 2001. Web. 11 Sept. 2014.

China's energy intensity has decreased since 1990
China’s energy intensity has decreased since 1990

 

Cooperation: The Driving Force in Climate Governance

UN flag

The looming uncertainties of climate change are an imperative call-for-action for swift international cooperation between nations in order to reduce emissions and “to achieve…stabilization of greenhouse gas concentrations in the atmosphere at a level that would prevent dangerous anthropogenic interference with the climate system.”[1]  But is it really practical to expect such universal and broad-based partnership among nations with such drastically polar interests, perspectives, and opinions?  An analysis of the historical evidence shown from previous climate governance negotiations, commitments, and actions validates the liberal school’s expectation of international cooperation over a realist’s skepticism moving forward in efforts to mitigate climate change.

The realist school of international relations theory argues that nations act out of their own self-interest and from a fundamental struggle for power over other nations, and thus hardly ever cooperate on an international level.[2]  However, such cooperation is the main force for action in the climate governance arena; the United Nations Framework Convention on Climate Change (UNFCCC) has produced significant agreements[3] by major international actors aimed at greenhouse gas emissions reductions, which endorses the liberal institutionalist school’s assertion that international institutions “mitigate anarchy and facilitate international cooperation.”[4]  Large numbers of nations from all different backgrounds have taken action through the UNFCCC structure to reduce emissions, whether through legally-binding commitments (Annex I nations) or on their own accord (non-Annex I nations).  Forty-four developing countries have submitted Nationally Accepted Mitigation Actions (NAMAs) from 2009 to 2012[5] outlining their plans to reduce their greenhouse gas emissions while under no legal obligation to do so, which contradicts the realist assertion that, when given the opportunity to, a nation will free-ride off the efforts of another.[6]  This elevation of the common good over national self-interest undercuts realism’s core tenet that all international relations are inherently power struggles; nations of sometimes opposing stances (e.g. the current tension between the Russian Federation and the European Union over Ukraine) have put aside their differences and taken meaningful international action to address the growing specter of climate change.

A strong example supporting liberalism is the Kyoto Protocol.  If realism were true in climate governance, it would have been expected for the agreement to have floundered and failed after US pulled out of the negotiations in 2001; however, “…the absence of the United States served to galvanize the European Union and G77 + China into further action, and with the Russian ratification of the Kyoto Protocol in 2005 it entered into force.”[7]  This signals that the international institution of the UNFCCC and the cooperative attitudes of many nations in the negotiations prevail over actions of single nations, and verifies the general alignment between climate governance and the liberal school of thought.

A major factor in the liberal framing of cooperation is the concept of confidence-building measures, which “develop the trust and confidence necessary for resolution of larger conflicts.”[8]  Previous agreements made during the UNFCCC function in this capacity, as progress has already been made, but there is still more work to be done.  Emissions for all Annex I parties (most of the major emitters of the world) including the US have decreased by 6% from 1990-2008[9] and “together, the commitments made by developed and developing countries cover more than 80 per cent of global emissions, and, if delivered, could reduce emissions from BAU by 6.7-7.7 billon tonnes.”[10]

One of the criticisms realists argue against international institutions like the UNFCCC is that there is a lack of enforcement of a nation’s actions as they align against their previous commitments, and, thus, anarchy reigns in the world politics.  However, the enforcement arm of the UNFCCC ensures that nations not just give “lip-service” to emissions reduction but actually follow through on their commitments, with the threat of strict penalties and increased emissions reductions targets.[11]  This added accountability lends strength to the negotiation process and final commitments agreed upon by the Parties, and mitigates anarchy by restricting nations’ behaviors.

Given the evidence presented by previous agreements and negotiations, climate governance can best be described through the liberal school’s lens rather than realism’s because of the scope and durability of international cooperation that has been previously observed.  It can be expected that, moving forward in the coming years and at COP20 in Lima in December, this broad-based partnership and interaction between nations can be the rule, and not the exception.

[1] “Article 2: Objective”, United Nations Framework Convention on Climate Change, accessed September 11th, 2014.  http://unfccc.int/essential_background/convention/background/items/1353.php

[2] Russell Bova, How the World Works: A Brief Survey of International Relations (New York, NY: Longman Publishing, 2011), 8-19. [3] Namely the Kyoto Protocol (2005), the Bali Action Plan (2007), the Copenhagen Accord (2009), the Cancun Agreements (2010), and the Durban Platform for Enhanced Action (2012).

[4] Bova, 21.

[5] David Held, Charles Roger, and Eva-Maria Nag, Climate Governance in the Developing World (Malden, MA: Polity Press, 2013), 3.

[6] Bova, 241.

[7] Harriet Bulkeley and Peter Newell, Governing Climate Change (New York, NY: Routledge, 2010), 23.

[8] Bova, 20.

[9] “Compilation and synthesis of fifth national communications: Executive Summary”, United Nations Framework Convention on Climate Change, accessed September 11th, 2014.  http://unfccc.int/resource/docs/2011/sbi/eng/inf01.pdf

[10] Held, Roger, and Nag, 3.

[11] “An Introduction to the Kyoto Protocol Compliance Mechanism”, United Nations Framework Convention on Climate Change, accessed September 11th, 2014. http://unfccc.int/kyoto_protocol/compliance/items/3024.php

The Glass is Half Full

You Control Climate Change
1913
http://www.ncpa.org/pub/ba694

By Maeve Hogel

When examining different situations, people are often described to have a glass half full or half empty point of view. The glass half full people are the optimists, who always see a positive in any situation, whereas the glass half empty people tend to dwell on the negatives. In international relations, there are contrasting theories that in many ways reflect the glass scenario. Looking at the situation of climate change, realists believe that nations states’ personal interest for power will always come first, while liberalist think the self-interest can be overcome to obtain cooperation (Bova, 9-21). The voluntary efforts of many developing countries such as Costa Rica and Brazil demonstrates that liberalist theorists might just be correct that countries can reach cooperation when there is a mutual gain for everyone, not just for themselves.

            It is important first to understand liberalist theory better to see how climate change fits well under its beliefs. Liberalists are not naïve to human nature’s draw to make decisions based on self-interest. However, “liberal internationalists see many issue areas in which states have a strong mutual self-interest in working together to achieve absolute gains for the common good” (Habib, 14. Found Here). Although places may be affected to different extents, no country is safe from climate change. All peoples and countries share the environment therefore cooperation is completely necessary to combat the issue. However, being such a global issue gives countries an even stronger “mutual self-interest” in the matter. Liberalists believe, not that countries would act without receiving any personal gains, but rather that every country will receive a mutual gain which is what will lead to cooperation among all.

            David Held, Charles Roger and Eva-Maria Nag in their book, Climate Governance in the Developing World, provide several examples of countries whose individual efforts support the liberalist view that cooperation is possible. Developing countries, referred to as non-Annex 1 countries in climate policy speak, are responsible for about half of GHG emissions (Held, 7). Although historically now developed countries, such as the United States and Europe, caused the rise in temperature, developing countries will be continuing to grow in the future and therefore are crucial to climate change negotiations. If realists were correct, the self-interested, power seeking countries would gain most from continuing to grow and industrialize, telling the developed countries to essentially clean up the messed they caused. However, after the Copenhagen Accord in 2009, developing countries were able to make commitments called Nationally Appropriate Mitigation Actions (NAMAs). These were not required but 44 developing countries decided to make a commitment to reductions of emissions by their own choice (Held, 3).

            Brazil and Costa Rica are among several developing countries that have gone above just a NAMA commitment and have really been leaders in climate change initiatives. Brazil, a country that has seen rapid economic growth and is a larger emitter due to deforestation, has made large efforts to cut back on deforestation and to decrease their emissions in that past several years (Held, 13). Costa Rica is a tiny country in comparison to Brazil and has not seen anywhere near the same rapid expansion and growth . Costa Rica though, like Brazil, has made big voluntary efforts to reduce their emissions. With a history rich in deforestation as well, Costa Rica has vowed to go many steps farther then Brazil in hoping to be the first carbon neutral country (Held, 14).

            Brazil and Costa Rica are not by any means the only countries to be voluntarily attempting to reduce their emissions. However, these two countries exemplify the liberalist’s belief that cooperation will be possible since all countries will gain, in the long run, from stopping the planet from continuing to warm. Of course there is still a long way to go when it comes to cooperation on climate change policies and initiatives and there are still plenty of countries that are not making large voluntary efforts. However, no one is saying the glass is completely full just yet, but it’s certainly not half empty.

Held, David, Charles Roger, and Eva-Maria Nag. Climate Governance in the Developing World. Cambridge, 2013. Print

Bova, R. How to think about world politics, realism and its critics. 2011.

Habib, Benjamin. Climate Change and International Relations Theory. 2011.